122 E. 42nd Street, Suite 2902
Murray Hill - New York, NY 10168
(646) 930-1900
Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, and state securities laws. Quadrant compliance consultants deliver expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, FINOP, and financial and accounting services. Quadrant has a dedicated team of Certified Anti-Money Laundering Specialists that perform independent tests of firms’ anti-money laundering compliance programs. Our mission is to provide effective, efficient, and expert regulatory guidance to our clients in order to allow them to concentrate on their business.
About Quadrant Regulatory Group:
Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, and state securities laws. Quadrant compliance consultants deliver expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, FINOP, and financial and accounting services. Quadrant has a dedicated team of Certified Anti-Money Laundering Specialists that perform independent tests of firms’ anti-money laundering compliance programs. Our mission is to provide effective, efficient, and expert regulatory guidance to our clients in order to allow them to concentrate on their business.
Category: Financial Planning Consultants
Business Hours:
| Sunday: | Closed |
| Monday: | 09:30am to 05:00pm |
| Tuesday: | 09:30am to 05:00pm |
| Wednesday: | 09:30am to 05:00pm |
| Thursday: | 09:30am to 05:00pm |
| Friday: | 09:30am to 05:00pm |
| Saturday: | Closed |
| Holiday: | Closed |
- Annuities
- Auto Insurance
- Automobile
- Banking
- Bonds
- Business Consulting
- Business Planning
- Car
- CFP
- CPA
- Defined Benefit
- Disability Insurance
- E-Services
- Equities
- Estate Planning
- Fee-Based Services
- Financial Planning
- Income Planning
- Indexes
- Individual Services
- Inheritance Planning
- Long Term Planning
- Options
- Personal Services
- Research
- Retirement Planning
- Rollover Plans
- Savings
- Securities
- Small Business
- Stocks
- Tax Planning
- Tax Preparation
- Term Care
- Trust Management
- Trust Planning
- Trust Services
- Wealth Management
- Wealth Planning
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